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CompliancePlus Marketing Materials Review Enquiry Form
After you fill out this enquiry form, we will contact you as soon as possible. If you would like to contact us directly, please call us at +852-3487 6903 or
info@complianceplus.hk
. All enquiries will be strictly confidential.
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* Indicates required question
Contact Name:
*
Your answer
Contact Number:
*
Your answer
Email Address:
*
Your answer
Company Name:
Your answer
Are you a new or existing client of CompliancePlus?
*
New client
Existing client
Who are your target customers?
*
Professional Investors Only
Retail Investors Only
Both
Is the marketing materials review request related to any Hong Kong SFC Authorized / Retail Funds Products?
*
Yes
No
How many fund(s) is/are involved?
*
1
2
3
3-5
Over 5
n/a
Other:
What types of marketing materials you would like us to review?
*
Fund Fact Sheet
Key Fact Statements
Dividend Notices
Investors Notice / Investors Communications
Fund Literature
Pitchbooks
Flyer, Leaflet, Brochures
Presentation Materials
Website
LinkedIn, FB Post, IG Post, Twitter Update, WeChatArticle
Due Diligence Questionnaire
Media Interview
Marketing Video
Newspaper Magazine / Printed Advertisement
Marketing events sponsorship
Due Diligence Request / Request For Fee Proposal
Corporate Gifts related clearance / review / sign off
Other:
Required
How often do you need to review those materials?
*
Once a week
Once a month
Once a quarter
Every 6 months
Once a year
Ad hoc, not periodically
Don't know yet
Other:
Who is doing the review currently?
*
In-house marketing/ compliance team
Out sourced to third party (compliance firm)
Out sourced to third party (law firm)
No one is doing this
Any specific request or focus for the review?
*
Disclaimer check
Typo check
Licensing implications check (i.e. whether this will trigger any license requirement or any regulatory action)
Fund data / pricing accuracy check
Compliance with related SFC retail fund marketing materials requirements / guidelines
Other:
Required
Any specific country focus or target for the marketing materials?
*
Mainly Hong Kong
Hong Kong and Greater China
Global
No Country Focus
Other:
Required
Any other information you want to provide us relating to your review request?
Your answer
Submit
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