2021 NAAIM Active Investing Strategy Competition |  Application to Present:
Managers wishing to participate in the NAAIM Active Investing Strategy Competition must submit the following application.  A preliminary round of competition will be held online via GoToWebinar at a pre-arranged time scheduled following receipt of your application.

NAAIM's Active Investing Strategy Competitions are category specific.  Categories eligible for the 2021 competition include:

> Stock selection
> Tactical allocation
> Asset Allocation
> Fixed Income
> Alternatives

A complete set of rules can be found  at:  https://www.naaim.org/programs/naaim-shark-tank/
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Email *
Firm Name *
Firm Address (street, city, state, zip code) *
Phone Number *
Firm AUM *
Primary Business *
Lead Manager Name *
Strategy Name *
Strategy Objective *
Strategy Description (100 words or less) *
Inception Date of Live Results
MM
/
DD
/
YYYY
IMPORTANT:
Only live, verifiable, real-money returns may be presented. Composite client returns are preferred where possible. In order to ensure consistency, returns are to be presented gross of management fees. Returns from databases such as Theta Research are considered live, real-money returns and may be mathematically adjusted to create gross of fee results.  Hypothetical, back-tested, or “model” returns are NOT permitted to be presented in any fashion. Violation of this rule will result in immediate disqualification from the competition. If you have any questions regarding the use of return data, please contact the Active Investing Strategy Committee.
Strategy's Target Benchmark *
Markets Traded:
Average # of Positions:
Securities Used:
Average Round-Trip Trades Per Year:
Average Hold Period for Trades:
What % of Strategy is Mechanical?
What % of Strategy is Discretionary?
Are Leveraged Securities (Example 2X/3X ETFs/Funds) Used?
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Are Short Positions (or inverse funds/ETFs) Used?
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Are Options Used?
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Is a Margin Account Required?
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Calendar Year Returns from Live (or as published) Trading: Please list return for each year from 2010 - 2020.  Example:  2020 - xx%; 2019 - xx%; 2019 - xx%; 2017 - xx%, ETC.
Average CGAR:
Maximum Drawdown:
Are Results Composite Returns?
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Where are Accounts Custodied?
Have there been any major changes to the strategy from inception?
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If YES: Please explain
Is there a minimum investment?  ($xx,xxx.xx)
Must an investor be accredited?
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Do you have any personal money invested in this strategy?
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If YES, how much? (Please give $ amount)
Current AUM Managed using Strategy? (Please give $ amount)
What firms and/or trading platforms currently offer this strategy?
What is your management contingency plan if you/your manager is suddenly unavailable?
Firm Structure:
Firm Inception Date:
MM
/
DD
/
YYYY
Number of Staff Members (including lead manager)
How did you hear about this competition?
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